General information about company
Scrip code	530557
Name of the entity	NCL RESEARCH & FINANCIAL SERVICES LTD.
Date of start of financial year	01-04-2017
Date of end of financial year	31-03-2018
Reporting Quarter	Quarterly
Date of Report	30-06-2017
Risk management committee	Not Applicable

Annexure I

Annexure I to be submitted by listed entity on quarterly basis

I. Composition of Board of Directors

Disclosure of notes on composition of board of directors explanatory

Is there any change in information of board of directors compare to previous quarter

Sr

Title (Mr / Ms)

Name of the Director

PAN

DIN

Category 1 of directors

Category 2 of directors

Category 3 of directors

Date of appointment in the current term

Date of cessation

Tenure of director (in months)

No of Directorship in listed entities including this listed entity (Refer Regulation 25(1) of Listing Regulations)

Number of memberships in Audit/ Stakeholder Committee(s) including this listed entity (Refer Regulation 26(1) of Listing Regulations)

No of post of Chairperson in Audit/ Stakeholder Committee held in listed entities including this listed entity (Refer Regulation 26(1) of Listing Regulations)

Notes

1

Mr

Vijay Jaideo Poddar

AACPP8853C

00339268

Executive Director

Chairperson

CEO-MD

30-01-2008

1

2

0

2

Mr

Laxmi Narayan Sharma

AJVPS7669F

00356855

Non-Executive - Independent Director

Not Applicable

15-09-2014

34

6

6

6

3

Mrs

Puspa Devi Saraswat

ALXPS9503L

05165143

Non-Executive - Independent Director

Not Applicable

27-03-2015

27

2

0

0

4

Mr

Goutam Bose

AQZPB5905C

02504803

Non-Executive - Independent Director

Not Applicable

15-09-2014

34

2

2

2

Annexure 1
II. Composition of Committees
Disclosure of notes on composition of committees explanatory
Is there any change in information of committees compare to previous quarter
Sr	Name Of Committee	Name of Committee members	Category 1 of directors	Category 2 of directors	Name of other committee
1	Audit Committee	Goutam Bose	Non-Executive - Independent Director	Chairperson
2	Audit Committee	Laxmi Narayan Sharma	Non-Executive - Independent Director	Member
3	Audit Committee	Vijay Jaideo Poddar	Executive Director	Member
4	Nomination and remuneration committee	Goutam Bose	Non-Executive - Independent Director	Member
5	Nomination and remuneration committee	Laxmi Narayan Sharma	Non-Executive - Independent Director	Chairperson
6	Nomination and remuneration committee	Puspa Devi Saraswat	Non-Executive - Independent Director	Member
7	Stakeholders Relationship Committee	Laxmi Narayan Sharma	Non-Executive - Independent Director	Chairperson
8	Stakeholders Relationship Committee	Goutam Bose	Non-Executive - Independent Director	Member
9	Stakeholders Relationship Committee	Vijay Jaideo Poddar	Executive Director	Member

Annexure 1
Annexure 1
III. Meeting of Board of Directors
Disclosure of notes on meeting of board of directors explanatory
Sr	Date(s) of meeting (if any) in the previous quarter	Date(s) of meeting (if any) in the current quarter	Maximum gap between any two consecutive (in number of days)
1	13-02-2017
2		10-04-2017	55
3		29-05-2017	48
4		27-06-2017	28

Annexure 1
IV. Meeting of Committees
Disclosure of notes on meeting of committees explanatory
Sr	Name of Committee	Date(s) of meeting of the committee in the relevant quarter	Whether requirement of Quorum met (Yes/No)	Requirement of Quorum met (details)	Date(s) of meeting of the committee in the previous quarter	Maximum gap between any two consecutive meetings (in number of days)	Name of other committee
1	Audit Committee	29-05-2017	Yes	All Committee mebers were present	13-02-2017	104
2	Audit Committee	27-06-2017	Yes	All Committee mebers were present		28
3	Nomination and remuneration committee	10-04-2017	Yes	All Committee mebers were present
4	Nomination and remuneration committee	27-06-2017	Yes	All Committee mebers were present
5	Stakeholders Relationship Committee	27-06-2017	Yes	All Committee mebers were present

Annexure 1
V. Related Party Transactions
Sr	Subject	Compliance status (Yes/No/NA)	If status is “No” details of non-compliance may be given here.
1	Whether prior approval of audit committee obtained	NA
2	Whether shareholder approval obtained for material RPT	NA
3	Whether details of RPT entered into pursuant to omnibus approval have been reviewed by Audit Committee	NA

Annexure 1
VI. Affirmations
Sr	Subject	Compliance status (Yes/No)
1	The composition of Board of Directors is in terms of SEBI (Listing obligations and disclosure requirements) Regulations, 2015	Yes
2	The composition of the following committees is in terms of SEBI(Listing obligations and disclosure requirements) Regulations, 2015 a. Audit Committee	Yes
3	The composition of the following committees is in terms of SEBI(Listing obligations and disclosure requirements) Regulations, 2015. b. Nomination & remuneration committee	Yes
4	The composition of the following committees is in terms of SEBI(Listing obligations and disclosure requirements) Regulations, 2015. c. Stakeholders relationship committee	Yes
5	The composition of the following committees is in terms of SEBI(Listing obligations and disclosure requirements) Regulations, 2015. d. Risk management committee (applicable to the top 100 listed entities)	NA
6	The committee members have been made aware of their powers, role and responsibilities as specified in SEBI (Listing obligations and disclosure requirements) Regulations, 2015.	Yes
7	The meetings of the board of directors and the above committees have been conducted in the manner as specified in SEBI (Listing obligations and disclosure requirements) Regulations, 2015.	Yes
8	This report and/or the report submitted in the previous quarter has been placed before Board of Directors.	Yes

Signatory Details
Name of signatory	Vijay Jaideo Poddar
Designation of person	Managing Director
Place	Mumbai
Date	13-07-2017